Issuers and other participants in domestic and international transactions rely upon The Otto Law Group's depth of experience with public securities offerings and SEC reporting, including:
- Initial public offerings of common stock and other equity securities;
- Subsequent offerings of both common and preferred stock; and
- Private financings and the registration of securities in connection with mergers into public "shell" companies.
The Otto Law Group assists public clients in their efforts to understand and comply with the various reporting, disclosure and other requirements to which they are subject, including:
- Preparation of periodic reports for filing with the Securities & Exchange Commission and other state and federal regulatory bodies;
- Disclosure of material business developments;
- Assistance with proxy and information statements, as well as proxy contests;
- Compliance with insider trading, short-swing trading and beneficial ownership regulations;
- Adherence to applicable corporate governance procedures and rules and regulations; and
- Representations before the SEC, NASDAQ and state securities authorities.


